Agency Management Systems (known as AMS) are among the most useful software tools an agency can take on. An AMS is similar to Customer Relationship Management (CRM) software except that they can handle a deeper level of automation. Additionally, you need to determine the system’s main purpose and how many employees will need access. Sometimes, […]
FINRA reviews a firm’s compliance with AML rules under FINRA Rule 3310, which sets forth minimum standards for a firm’s written AML compliance program. The basic tenets of an AML compliance program under FINRA 3310 include the following. Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks. Add […]
Each step of opening a demo account is comprehensively described in this section. Demo trading is very similar to live trading with one major difference; the funds you use are not real. Therefore, traders get the opportunity to learn how to use indicators, how to open and close trades and analyze markets without risking their […]