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FINRA reviews a firm’s compliance with AML rules under FINRA Rule 3310, which sets forth minimum standards for a firm’s written AML compliance program. The basic tenets of an AML compliance program under FINRA 3310 include the following. Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks. Add […]
Analyzing the contribution margin helps managers make several types of decisions, from whether to add or subtract a product line to how to price a product or service to how to structure sales commissions. Before making any major business decision, you should look at other profit measures as well. Of the $310,000 in total fixed […]
EO Determinations no longer issues letters confirming the tax-exempt status of organizations that report such new services or significant changes. All organizations filing Form 990 must complete Parts I through XII, Schedule O (Form 990), and any schedules for which a “Yes” response is indicated in Part IV. If an organization isn’t required to file […]